Filing submission
The user will have the opportunity to validate the submission details on the ‘Review and Submit’ page prior to submitting the filing – any incomplete sections will be flagged. Once all the sections of the filing have been completed, click ‘Submit’, and if the filing has a fee, you will be directed to the ‘Fee summary and payment’ page, where you will need to confirm the fees by clicking on ‘Pay and submit’. The filing will then be formally submitted to the system with the applicable status of ‘private’ or ‘public’.
The main contact for the filing will receive a notification email regarding the successful submission of the filing, and the submission date and time stamp will appear on the ‘Filing details’ tab. The time stamp will be in Eastern Time and reflect the time of completion of the submission. For a report of exempt distribution, the user submitting the filing receives the email notification.