If you are an issuer, underwriter or investment fund and you have accrued historical late document fees in respect of late Form 45-106F1 submissions in Ontario, you will have been assigned an OSC unique identifier number. This number was provided to the most recent filing contact person as part of the Onboarding process. Generally, adding the OSC unique identification number to the profile will take into account certain historical late document fees applied to late 45-106F1s submitted on the OSC’s electronic filing portal which may affect the annual fee cap. You can add this number under the company or investment fund identification heading using the ‘Maintain profile’ functionality. Failure to enter this number on the profile may result in duplicative late document fees in SEDAR+, if applicable.  

If you have accrued late document fees relating to late 45-106F1 filings submitted on the OSC Portal, contact the CSA Service Desk listed on the SEDAR+ Contact Us page to obtain your OSC unique identifier number.